A prospectus is Definition, description, txaus ntshai yam thiab cov lus pom zoo

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A prospectus is Definition, description, txaus ntshai yam thiab cov lus pom zoo
A prospectus is Definition, description, txaus ntshai yam thiab cov lus pom zoo

Video: A prospectus is Definition, description, txaus ntshai yam thiab cov lus pom zoo

Video: A prospectus is Definition, description, txaus ntshai yam thiab cov lus pom zoo
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Txhua lub tuam txhab sib koom ua lag luam teeb meem kev nyab xeeb, tab sis muaj ntau qhov nuances hauv qhov haujlwm no. Qee qhov xwm txheej, qhov pib thiab qhov teeb meem ntxiv yuav tsum tau npaj cov ntaub ntawv yuav tsum tau - daim ntawv tshaj tawm rau qhov teeb meem ntawm kev sib koom. Txhawm rau txheeb xyuas qhov laj thawj ntawm kev sau cov ntaub ntawv no, koj yuav tsum nkag siab: daim ntawv tshaj tawm kev nyab xeeb yog qhov yuav tsum tau ua ntawm qhov teeb meem sib koom, lossis nws tsuas yog tsim nyob rau qee kis.

Nyob rau hauv daim ntawv tshaj tawm

Kom nkag siab zoo dua lub hom phiaj ntawm daim ntawv tshaj tawm hauv nqe lus nug, nws lub tswv yim yuav tsum raug txhais. Daim ntawv tshaj tawm kev nyab xeeb yog ib daim ntawv tseem ceeb uas nrog rau qhov teeb meem ntawm kev koom nrog kev lag luam thiab muaj cov ntaub ntawv hais txog tus neeg tsim khoom thiab cov ntaub ntawv hais txog qhov tseem ceeb ntawm nws txoj haujlwm: nyiaj txiag, kev tshaj tawm cov ntaub ntawv, cov tswv lag luam, thiab lwm yam.

Daim ntawv no yuav tsum tau txais kev pom zoo los ntawm cov thawj neeg ntawm lub tuam txhab lossis cov thawj coj ntawm lub koom haum no, tau txais txoj cai no. Tsis tas li ntawd, nws yuav raug tshuaj xyuas, lees paub los ntawm tus kws ntsuam xyuas nyiaj txiag lossisSpecial Securities Advisor.

prospectus yog
prospectus yog

Vim tias daim ntawv tshaj tawm suav nrog ntau qhov blocks txog ntau yam ntawm lub tuam txhab kev ua ub no, nws yog qhov txaus siab rau tag nrho cov chaw lag luam. Nws yuav tsum raug sau tseg tias lub tuam txhab nws tus kheej tsim cov ntawv tshaj tawm, cov qauv uas tsis nruj me ntsis pom zoo hauv daim ntawv.

Qhov kev xav tau tseem ceeb yog suav nrog txhua cov ntaub ntawv tsim nyog, uas tau teev tseg hauv cov kev cai cuam tshuam txog kev nthuav tawm cov cai ntawm cov tuam txhab muab cov ntaub ntawv.

leej twg daim ntawv tshaj tawm rau

Raws li tau sau tseg, cov ntaub ntawv nthuav tawm hauv daim ntawv tshaj tawm thiab nthuav tawm cov haujlwm nyiaj txiag thiab kev lag luam ntawm lub koom haum yuav yog qhov tseem ceeb rau ntau lub koom haum ua lag luam.

Vim tias daim ntawv tshaj tawm muaj cov ntaub ntawv hais txog kev ua haujlwm ntawm lub tuam txhab thiab kev ncaj ncees ntawm cov laj thawj ntawm qhov teeb meem ntawm kev sib koom, qhov no yog qhov txaus siab rau cov tswv lag luam lawv tus kheej. Lwm cov neeg txaus siab yog cov tub ua lag luam uas, raws li cov ntaub ntawv tau muab, yuav txiav txim siab ntawm kev yuav khoom.

Nws yuav tsum raug sau tseg tias cov ntaub ntawv tshaj tawm hauv daim ntawv tshaj tawm yuav tsum muaj rau txhua tus neeg koom ua lag luam ua ntej tshaj tawm.

sau npe ntawm ib daim ntawv tshaj tawm rau qhov teeb meem ntawm kev nyab xeeb
sau npe ntawm ib daim ntawv tshaj tawm rau qhov teeb meem ntawm kev nyab xeeb

Kev nyab xeeb thiab lawv cov pa tawm

Kev muab kev nyab xeeb los ntawm lub tuam txhab muab khoom yuav tsum tau ua raws li cov txheej txheem uas tau teev tseg hauv txoj cai tswj hwm kev lag luam kev nyab xeeb. Qhov kev txiav txim no suav nrogcov kauj ruam:

  • xav tias tsim nyog xav tawm tswv yim;
  • pom zoo ntawm qhov kev txiav txim siab no;
  • xeev teeb meem kev sau npe txheej txheem;
  • tsim cov ntawv pov thawj rau cov ntawv tshaj tawm;
  • qhov chaw;
  • sau npe ntawm daim ntawv qhia txog cov txiaj ntsig ntawm kev tso tawm nrog tsoomfwv lub koomhaum.

Kev suav nyiaj rau qhov teeb meem ntawm kev sib koom hauv lub xeev lub cev suav nrog kev tso cai rau nws nrog tus lej tsim nyog, uas yuav tau koom nrog hauv kev lag luam tom ntej nrog cov khoom lag luam tawm.

lub xeev sau npe ntawm kev ruaj ntseg prospectus
lub xeev sau npe ntawm kev ruaj ntseg prospectus

xaiv qhov chaw nyab xeeb

Cov dej num ntawm kev tshaj tawm cov khoom lag luam yog: tsim cov peev ntawm lub koom haum, tswj peev, nyiam cov peev txheej nyiaj txiag, thiab lwm yam.

Yog hais tias qhov teeb meem ntawm kev sib koom tshwm sim nyob rau hauv daim ntawv ntawm qhov chaw kaw, nws tseem hu ua ntiag tug, ces qhov no tsis muaj kev ceeb toom rau pej xeem txog cov txheej txheem no. Cov kev faib tawm yuav muab faib rau hauv ib lub voj voog kaw ntawm tib neeg.

lub prospectus rau qhov teeb meem ntawm kev ruaj ntseg yog
lub prospectus rau qhov teeb meem ntawm kev ruaj ntseg yog

Lwm qhov kev xaiv rau kev faib khoom ntawm kev nyab xeeb yog qhib qhov chaw ntawm cov neeg ntawm lub voj voog tsis txwv. Hauv qhov no, qhov siab tshaj plaws nthuav tawm cov ntaub ntawv yog xav tau, uas yog xav txog hauv daim ntawv tshaj tawm. Nws yog nrog qhov kev xaiv faib tawm uas lub xeev sau npe ntawm kev ruaj ntseg prospectus yog qhov tsim nyog. Qhov no yuav tham ntxiv.

Kev sau npe ntawm kev qhia qhov teeb meem prospectus

Kev tso npe ntawm qhov teeb meem ntawm kev nyab xeeb (prospectus) yog qhov yuav tsum tau ua rau lawv qhov chaw tso pej xeem. txoj hauv kevHauv qhov no, ntau heev, nrog rau kev pab ntawm kev sib pauv khoom lag luam.

Kev pom zoo ntawm daim ntawv tshaj tawm hauv lub cev cuam tshuam yog ua raws li hauv qab no:

  1. Thaum cov tuam txhab koom nrog ntau dua 500.
  2. Tus nqi ntawm kev tshaj tawm ntawm cov tswv lag luam yuav tshaj 50,000 tus nqi qis kawg nkaus.
  3. Shares yuav muab faib rau cov tswv.
  4. Tshaj tawm kev hloov pauv thiab qhib subscription.
  5. Yog tias muaj kev kaw npe, tab sis yog tias tus lej ntawm cov tswv cuab tshaj tsib puas tus neeg.

Lub xeev lub cev yuav tsis lees txais qhov kev txiav txim siab ntawm qhov teeb meem, thiab tom qab ntawd kev tso npe ntawm daim ntawv tshaj tawm ntawm kev nyab xeeb yuav raug tsis lees paub. Lub hauv paus rau kev tsis kam lees yuav yog tus tshaj tawm tsis ua raws li cov cai ntawm kev cai lij choj ntawm cov cai rau kev tshaj tawm thiab kev lag luam kev nyab xeeb, tsis them se tsim nyog cuam tshuam, thiab lwm yam, rau qhov teeb meem, tsis raug lossis paub txog cov ntaub ntawv tsis raug. uas tus muab khoom muab rau nws tus kheej.

sau npe ntawm ib qho kev nyab xeeb qhov teeb meem prospectus
sau npe ntawm ib qho kev nyab xeeb qhov teeb meem prospectus

Txawm tias lub koom haum tau sau npe thiab tsis tau txais kev txiav txim siab zoo los ntawm cov cai muaj feem cuam tshuam, txwv tsis pub ua ib qho kev nqis tes ua ntsig txog kev nyab xeeb.

Cov ntsiab lus ntawm kev nthuav tawm pom hauv daim ntawv tshaj tawm

Raws li tau hais dhau los, daim ntawv tshaj tawm yog ib daim ntawv uas tsim los ntawm tus tsim tawm thiab muaj cov ntaub ntawv tseem ceeb ntawm kev lag luam thiab nws cov txiaj ntsig hauv tuam txhab.

Nyob rau hauv rooj plaub uas muab faib los ntawmsubscription los yog los ntawm lwm yam pej xeem txhais tau tias, nthuav tawm cov ntaub ntawv yog yuav tsum tau. Nws yuav tsum raug sau tseg tias tsis yog tsuas yog qhib, tab sis kuj yog txoj kev kaw ntawm kev tso npe yuav koom nrog kev ua tiav ntawm daim ntawv tshaj tawm, yog tias cov xwm txheej tau piav qhia saum toj no siv.

bank securities prospectus
bank securities prospectus

Txoj kev sib txuas lus cov ntaub ntawv sib txawv, tab sis kev tshaj tawm hauv cov ntawv luam tawm nrog kev faib tawm ntau yam tsawg kawg yog 10 txhiab daim ntawv yuav tsum tau ua. Txoj cai no siv tau rau qhib subscription. Rau qhov kev tso npe raug kaw, kev xa mus yuav tsum yog tsawg kawg ib txhiab daim ntawv luam.

Thaum tshaj tawm cov ntaub ntawv, yuav tsum muaj cov ntaub ntawv hais txog lub tuam txhab tshaj tawm, qhov loj ntawm cov peev txheej, tus nqi ntawm (nominal) kev ruaj ntseg thiab lwm yam ntaub ntawv tseem ceeb ntsig txog qhov teeb meem. Tsis tas li ntawd, yuav tsum tau piav qhia txog qhov pom ntawm kev ruaj ntseg thiab kev tiv thaiv cov ntaub ntawv tseem ceeb.

Qhia tawm qhov teeb meem thib ob thiab daim ntawv tshaj tawm

Ob qho tib si thawj zaug thiab rov muab cov khoom sib faib yuav tsum ua raws li tag nrho cov txheej txheem kev cai. Yog tias qhov teeb meem thib ob ntawm kev sib koom yog raug rau cov xwm txheej uas yuav tsum tau tshaj tawm rau pej xeem cov ntaub ntawv, ces daim ntawv pov thawj kev nyab xeeb kuj yog cov ntaub ntawv uas yuav tsum tau kos thiab sau npe.

Bank as an issuer of securities

Ib lub tuam txhab nyiaj txiag, zoo li lwm lub koom haum ua lag luam ntawm hom kev sib koom ua ke, teeb meem sib koom, uas tau txiav txim siab los ntawm nws daim ntawv ua tswv cuab. Cov kev cai dav dav rau qhov teeb meem ntawm kev nyab xeeb yog txiav txim los ntawm txoj cai lij choj hauv cheeb tsam no, tab sis muaj qee qhovnta.

Ua ntej, cov txheej txheem rau kev tshaj tawm cov khoom lag luam yog tswj hwm los ntawm ntau txoj cai tshwj xeeb thiab cov cai uas siv tshwj xeeb rau cov tuam txhab lag luam. Yog li, cov lus qhia ntawm Central Bank, uas tau tsim cov cai rau kev nyab xeeb los ntawm cov tuam txhab lag luam, txiav txim siab qhov teeb meem tsuas yog nyob rau hauv cov xwm txheej hauv qab no: thaum npaj ib lub txhab nyiaj, kom nce qhov loj ntawm cov peev txheej thiab nyiam cov peev txheej tshiab.

Qhov teeb meem thawj zaug ntawm kev sib koom tshwm sim tshwj xeeb hauv lub voj voog kaw. Txhua qhov kev nyab xeeb uas muab los ntawm lub txhab nyiaj tau sau npe nrog Central Bank.

piv txwv prospectus
piv txwv prospectus

Zoo ib yam li lwm tus tshaj tawm ntawm kev nyab xeeb, lub tsev qiv nyiaj ua raws cov theem ntawm kev tshaj tawm thiab yuav tsum npaj daim ntawv tshaj tawm rau lub txhab nyiaj kev nyab xeeb. Kev nthuav tawm cov ntaub ntawv tseem yog qhov yuav tsum tau ua. Tsis tas li ntawd, cov ntaub ntawv no yuav tsum raug txheeb xyuas thiab pom zoo los ntawm lub tuam txhab tshawb xyuas ywj pheej.

Risk Factor

Txawm tias txhua qhov zoo ntawm kev sau cov ntawv tshaj tawm, muaj qee qhov kev txhawj xeeb uas tuaj yeem muab faib ua ob peb pawg. Lawv yuav muaj npe hauv qab no:

  • kev txaus ntshai;
  • xeev thiab cheeb tsam txaus ntshai;
  • kev pheej hmoo nyiaj txiag;
  • kev pheej hmoo raug cai;
  • pheej hmoo poob ntawm kev lag luam lub koob npe nrov (kev pheej hmoo muaj npe);
  • kev txaus ntshai;
  • kev pheej hmoo cuam tshuam nrog tus tsim tawm cov haujlwm;
  • banking txaus ntshai.

Zoo kawg

Txhua lub tuam txhab uas, los ntawm nws daim ntawv tsim, suav nrog kev tshaj tawm cov khoom, yuav tsum ua rawstag nrho cov txheej txheem kev cai hauv cheeb tsam ntawm kev ua ub no.

Ib daim ntawv tshaj tawm yog ib qho ntawm cov ntaub ntawv yuav tsum tau ua uas ib lub tuam txhab tshaj tawm yuav tsum tau sau npe nrog tsoomfwv lub chaw haujlwm yog tias kev tshaj tawm cov khoom ua tau raws li qhov yuav tsum tau muaj rau kev tshaj tawm pej xeem.

Pom zoo: